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1998 Workforce Investment Act: "Full Services or No
Service"
Fall 1999
Independent Living News
by
Burton D. Pusch
Introduction
The Workforce Investment Act (WIA) could mean "full" service or
"no" service for people with disabilities. In the best case scenario,
persons with disabilities will have access to a broad array of services.
In the worse case scenario, the WIA could cause people with disabilities
to get lost in the re-shuffle, resulting in non-competitive employment.
Table Information follows:
The Workforce Investment Act Titles
Title I
Outlines the structure, composition, and purpose of the Workforce
Investment System including governing boards and "one-stop" centers.
Title II
Re-authorizes Adult Education and Literacy Programs.
Title III Contains
amendments to the Wagner-Peyser Act, provides for linkages between
programs, and the Twenty-First Century Workforce Commission.
Title IV Contains
the 1998 amendments to the Rehabilitation Act.
Title V
Contains the general provisions of the Act.
Background
Last year the Rehabilitation Act was consolidated into a broader
bill with a large number of employment programs under H.R. 1385;
the WIA. On August 7, 1998, President Clinton signed the bill into
law bringing dozens of federal employment related programs together
under one roof - called a "one stop" center.
In addition to the Rehabilitation Act, federal employment programs
authorized under the WIA include: the Wagner-Peyser Act; the Adult
Education and Literacy Act; the Vocational Rehabilitation Act; the
Welfare-to-Work grants; title V of the Older Americans Act; postsecondary
vocational education under the Perkins Act; Trade Adjustment Assistance;
veterans employment services under chapter 41 of title 38, U.S.C.;
unemployment compensation laws; Community Service Block Grants;
and some programs within the Department of Housing and Urban Development.
While there have been some changes within each of these federal
programs, for the most part their individual funding streams, eligibility
requirements, and services remain intact.
One-Stop Centers
The goal of the Workforce Investment Act is to encourage the competitive
employment of traditionally unemployed or under-employed persons
through the integration of federal and state programs and services.
The vehicle to achieve this goal is the local "one-stop" employment
center that delivers employment services and coordinates access
to employment related services. "One-stop" centers offer a variety
of core services for all customers, as well as, programs for specific
populations including: youth, adult and juvenile offenders, criminal
offenders, Native Americans, migrant and seasonal farm workers,
veterans, dislocated workers, welfare-to-work participants, persons
with disabilities, and older workers.
Services at the "one-stop" center vary according to their funding
streams and eligibility requirements. Adult worker core services,
for example are available to anyone and include job search and placement
assistance; labor market information; initial assessment of skills
and needs; information on available services and programs; and follow-up
services to assist in job retention.
Individuals needing additional assistance can receive comprehensive
assessments, individual employment plans, group and individual counseling,
case management, and short-term prevocational services. Training
services are provided through Individual Training Accounts (ITAs)
and are available for individuals who need occupational skills training,
on-the-job training, entrepreneurial training, skill upgrading,
job readiness training, and adult education and literacy activities.
The customer selects a training program that meets their needs from
a list of providers and provider-related performance information
made available by the "one-stop" operator.
Program dollars still follow their pre-consolidation guidelines.
The "one-stop" shop is a simple idea on paper: a customer goes to
a single location where they get coordinated services and information
to help them achieve or retain employment. But the devil is in the
details. Program dollars still follow their pre-consolidation guidelines.
Some programs can serve anyone who comes in the door, whereas other
services are only available to eligible individuals. For example,
funds for adult workers and dislocated workers are both used to
provide core, intensive, and training services. However, while core
services funded by the adult program are available to all one-stop
customers with no eligibility requirements, core services funded
by the dislocated worker program can only be used for eligible individuals.
Managing information regarding multiple eligibility, funding, and
services for individual cases could prove to be an overwhelming
task. A great deal of their success will depend on the effort the
"one-stop" centers put into sharing and coordinating information.
Opportunities for Systems Change
The WIA created at least two opportunities for persons with disabilities
to impact the focus and delivery of employment services at state
and local levels. Namely, the states two-tiered board system and
the use of new performance based indicators.
State Two Tiered Governing Board System
States are now required to set-up a two tiered governing board
system. The first level is a state board composed of the Governor,
legislative, local workforce investment board, and business representatives
appointed by the Governor. Additional members must include local
officials, labor organization representatives, state agency heads,
and individuals and organizations with experience in the delivery
of employment and employment related and youth activities (this
could include organizations that serve persons with disabilities).
The state board must submit a five year strategic plan to the Secretary
of Labor describing how the state will implement the key requirements
of the Act, including how individuals with multiple barriers to
employment will be served (persons with disabilities are one of
several groups identified).
The second level of the governing boards is the local workforce
investment board. Locally elected officials appoint a board made
up of local representatives from business, education, labor organizations,
community-based organizations (including those that serve persons
with disabilities), economic development agencies, and "one-stop"
partners. Local boards submit their own plan to the state board
for identifying local "one-stop" operators performance measures
and their role in the state employment statistics system.
The representation of persons with disabilities on these governing
bodies could impact the availability and delivery of employment
services for persons with disabilities on the state level and in
local communities. These boards will have a great deal of power
and flexibility in shaping the content and structure of federal
employment services throughout the state.
New Performance Based Indicators
Another opportunity for system change is the new performance based
indicators. Outcome-based, performance indicators form a substantial
portion of the Workforce Investment Act. "One-stop" centers must
meet performance criteria for all customers related to: the rate
of program completion; the percentage of individuals obtaining unsubsidized
employment; and the wage levels at placement. "One-stop" partners,
including vocational rehabilitation (VR) programs, have more specific
performance criteria, including rates of entry into unsubsidized
employment, retention and earnings 6 months after entry into employment,
and skill/educational attainment. Additionally, there are service
satisfaction measures for employers and performance indicators for
customers receiving only self-service and information activities.
For the most part, specific WIA performance levels will be determined
on a state-by-state basis through the state board. Failure to meet
performance levels will lead to sanctions. Exceeding expected performance
levels could result in additional funding. States are required to
submit annual evaluation reports on their progress toward achieving
state and local area performance measures, including service to
individuals with disabilities. The information will be disseminated
to Congress and the general public, including state-by-state comparisons.
Title VI: Rehabilitation Act Amendments
- It re-authorizes Rehabilitation Act programs through Fiscal
Year 2003.
- Expands informed choice provisions.
- Enhances employment outcomes.
- Expands the role of the State Rehabilitation Council.
- Modifies due process.
- Streamlines administrative structures and procedures.
- Adds reporting requirements and number of provisions linking
VR programs and workforce investment systems.
The new performance indicators could strengthen the accountability
of VR agencies to achieve competitive employment outcomes for persons
with disabilities. Nationally, and in some states, there is a debate
regarding the degree to which state VR agencies should be held accountable
to the new performance measures. State employment indicators represent
an opportunity for state VR programs to become state-of-the-art,
cutting edge programs that promote competitive employment for persons
with significant disabilities. Persons with disabilities and our
partners and advocates need to ensure that every effort is made
to promote competitive employment outcomes for persons with disabilities.
Title VI: Rehabilitation Act Amendments
Title VI of the 1998 WIA accomplishes a number of purposes. It
reauthorizes Rehabilitation Act programs through Fiscal Year 2003,
expands informed choice provisions, enhances employment outcomes,
expands the role of the State Rehabilitation Council, modifies due
process, streamlines administrative structures and procedures, adds
reporting requirements and adds a number of provisions linking VR
programs with workforce investment systems.
Expanding Control and Choice
One of the most significant changes in the Rehabilitation Act is
the new emphasis placed on consumer control and informed choice.
- State rehabilitation agencies and councils must implement policies
and procedures that ensure applicants and eligible persons with
disabilities are able to make informed choices through out every
phase of the rehabilitation process.
- The Individualized Written Rehabilitation Plan (IWRP) has a
new name - the Individualized Plan for Employment (IPE).
- Persons with disabilities can develop their own IPE or ask for
technical assistance from agency or non-agency resources in developing
their IPE.
- IPE assessment and service delivery must occur in the most integrated
setting that promotes service delivery and the recipient's choice.
- The IPE must be implemented in a timely fashion and be amended
only when there are substantive changes in the employment goal,
services provided, or service providers.
- States that have an Order of Selection system (that is, agencies
which limit VR services to persons with the most significant disabilities)
only need to develop an IPE for consumers in "open" categories.
The Act now requires VR agencies to explore the individual's
abilities, capacities, and capacity to perform work through the
use of trial work situations by providing appropriate supports and
training.
Enhancing Employment Outcomes
The Amendments also enhance service access and employment outcomes
for persons with disabilities.
- State agencies must ensure the availability of staff who are
trained to communicate in the native language or mode of communication
of an applicant or eligible individual.
- Section 103(a) authorizes VR to fund technical assistance and
other consultation services for persons who choose to pursue self-employment
or small business operation.
- Telecommuting, self-employment, and small business operation
as employment outcomes have been emphasized in the new amendments.
- Review the interests, priorities, and needs of individuals who
have obtained competitive employment.
- Persons with disabilities who do not meet a state's order of
selection criteria must receive information and referral services.
For individuals deemed ineligible for services, state agencies
must:
1. provide referral to an appropriate Federal
and State program including other workforce investment programs,
2. provide accurate vocational rehabilitation
information and guidance,
3. use appropriate modes of communication, and
4. provide information that helps individuals
in preparing for, securing, retaining, or regaining employment.
The referral process must include:
1. a written referral from the VR agency to the
referred agency,
2. a specific contact name within that agency,
and
3. information and advice regarding the most suitable
services to assist them in preparing for, securing, retaining, or
regaining employment.
The term "extended evaluation" is dropped as it applies to VR's
determination of a person's ability or disability to achieve employment.
Instead, the Act now requires VR agencies to explore the individual's
abilities, capacities, and capacity to perform work through the
use of trial work situations by providing appropriate supports and
training.
More specific information has been added to the definition of "extended
services". According to the Act, "extended services" means ongoing
support and other appropriate services needed to support and maintain
a person with a disability in supported employment. These services
must be: based on an individual's needs as specified in their IPE;
available and designed to maintain supported employment; and provided
by a State agency, non-profit private organization, employer, or
other appropriate resource after the person has transitioned from
VR supported employment services.
Expanded Role for State Rehabilitation Councils
Every three years, in conjunction with their state VR agency, the
State Rehabilitation Council must conduct a comprehensive statewide
assessment and submit a formal report to the RSA Commissioner which
identifies and describes the rehabilitation needs of:
- Individuals with the most significant disabilities;
- Un-served or under-served individuals with disabilities who
are minorities; and
- Individuals with disabilities served by other programs of the
workforce investment system.
The VR agency and the Council are also required to develop and
review annual goals and priorities for the agency. These state goals
and priorities must be based on; the comprehensive assessment; state
performance on WIA and VR standards and indicators; and other available
information. The document must include:
- Assurances that applicants and eligible individuals are provided
with information and support services that assist them in exercising
informed choice throughout the rehabilitation process.
- Methods used to expand and improve services to individuals with
disabilities, including how assistive technology devices and services
will be provided at each stage of the rehabilitation process and
on a statewide basis.
- The plan for establishing, developing, or improving community
rehabilitation programs (in applicable states).
- Strategies for improving state performance on WIA evaluation
standards and performance indicators.
- Strategies for helping the statewide workforce investment program
assist individuals with disabilities, and
- Service and outcome goals and time frames for individuals in
each priority category within the order of selection for VR agencies
who use this system.
Modifying Due Process
The role of State VR directors in reviewing the decisions of the
impartial hearing officer has been eliminated. An official from
the Governor's office may now conduct the impartial review.
The Amendments added a mediation option to help resolve disputes.
Conditions for the process are:
- Involvement must be voluntary.
- A qualified, trained, and impartial mediator must conduct mediation.
- Mediation must be held in a timely manner and a location convenient
to all parties.
- Discussions must be confidential and may not be used in any
subsequent due process hearing or civil proceeding.
- Any final agreements must be in writing.
- The process cannot be used to deny or delay an individual's
right to a formal hearing.
- The State pays the cost of the mediation process.
- The VR agency must maintain a list of qualified mediators who
are knowledgeable in Title I rehabilitation service laws and regulations.
The Workforce Investment Act:
- Eliminates the three year State plan submission cycle and requires
agencies to submit a State VR annual goals and priorities plan
concurrently with their workforce development plan. The State
plan does not need to be altered unless the changes are significant.
- Eliminated strategic planning requirements.
Streamlining Administrative Structures and Procedures
A number of procedural changes were made to streamline administrative
activities. WIA eliminates the three year State plan submission
cycle and requires agencies to submit a State VR annual goals and
priorities plan concurrently with their workforce development plan.
The State plan does not need to be altered unless the changes are
significant. The Amendments also eliminates strategic planning requirements.
However, these activities are now addressed through the expanded
role of the Council.
Persons with disabilities who receive Supplemental Security Insurance
(SSI) and Social Security Disability Insurance (SSDI) are now officially
presumed to satisfy all criteria for determining they are "severely
disabled" and meet all eligibility criteria for VR services. This
is purely an administrative move to reduce eligibility determination
costs and speed up access to services for this population. I&R
is added to the list of services exempted from a comparable services
and benefits search; clarifies that merit awards and scholarships
are not to be considered comparable benefits; adds achieving the
employment outcomes to the list of conditions under which a comparable
services and benefits search need not be conducted; and coordination
and financial considerations for working with state and federal
programs.
Best case scenario, WIA "one-stop" centers form a comprehensive
system of state employment services.
Worse case scenario, "one-stop" partners focus on rigid territories.
Summary
While dozens of employment-related programs have been linked together,
it remains to be seen as to whether the individual states and their
state and local boards can establish the necessary structures and
performance measures to remove the barriers that keep persons with
disabilities out of competitive employment, and therefore out of
the social, economic, and political opportunities that comes with
U.S. citizenship.
Best case scenario, WIA "one-stop" centers form a comprehensive
system of state employment services. Persons with disabilities have
access to a broad array of services promoting competitive employment.
Within the workforce investment system, state VR agencies achieve
the necessary leverage to create competitive employment outcomes
for all persons with disabilities.
Worse case scenario, "one stop" partners focus on rigid territories.
People with disabilities get lost in the re-shuffle or dumped into
state VR programs. State VR agencies attempt to lower new performance
standards because it is just "too hard" to get people with significant
disabilities employed in the competitive market.
CIL Impact Summary
In concept, the WIA represents optimal efficiency and maximum results.
This is achieved by setting up a comprehensive network to link dozens
of employment and training programs and services that can be accessed
from a single location. The entire world of federally sponsored
work-related programs and services at the touch of a button. In
reality, the
WIA may be difficult to manage and coordinate. However, within the
mega-system of employment programs, centers for independent living
may have an opportunity to make a dent in their hometown and state
unemployment rates for persons with disabilities.
One way would be to get persons with disabilities on state and
local governing boards. These boards will have a great deal of power
and flexibility in shaping the content and structure of federal
employment services throughout the state. A second way would be
to influence the development and maintenance of the state's employment-related
performance criteria. A third approach would be to become familiar
with the consumer-directed changes in the Rehabilitation Act. VR
has a higher standard of accountability for ensuring that consumers
have the information they need to make informed decisions.
Finally, the State Rehabilitation Council has broader responsibilities
for ensuring access to employment services within the VR agency
as well as within the other WIA programs and services.
CILs have the opportunity to change the unemployment picture
for thousands of their peers by negotiation or by storm.
However, the keys to everything are the individual players. In
many states, in spite of clear WIA requirements for coordination
and cooperation, it is business as usual. There are exceptions.
Some states have taken the WIA as the catalyst for revamping the
way employment programs work for the consumer and relate to one
another. However, the key to change is power and perseverance. CILs
have the opportunity to change the unemployment picture for thousands
of their peers by negotiation or by storm. They must choose.
Author
Burton D. Pusch
has worked in the fields of independent living and rehabilitation
since 1980. He has served as an independent living specialist, executive
director of a center for independent living and a state independent
living council, and a regional trainer for Title VII funded programs.
He has held diverse responsibilities during his career including
service delivery, grant and program development, administration,
legislative and policy development, researcher, technical consultation,
professional training, producing more than 20 publications, directing
and producing stage and television productions emphasizing disability
issues, and advocating for individual and systemic change. In 1982,
he co-founded the Purdy Pet Partnership where service dogs are cared
for and trained by women inmates in a maximum security prison.
He has studied and provided consultation on rehabilitation and independent
living extensively in the United States and in England, Germany,
Switzerland, and the Netherlands. Throughout his career he has been
appointed to more than 40 federal, state, and local commissions
and boards. He has received numerous citations and awards for public
service and academic excellence. Currently, he serves as the President
of the Board of Directors of a Center for Independent Living. He
is a doctoral candidate at the Rehabilitation Institute at Southern
Illinois University and holds a faculty position at the University
of Arkansas for Medical Sciences.
This research is made possible through the support of the Rehabilitation
Research and Training Center on Management of Centers for Independent
Living funded by the National Institute on Disability and Rehabilitation
Research.
The RRTC on Management of Centers for Independent Living primary
objective is to enhance the scope and quality of independent living
services provided through consumer-controlled, community-based independent
living centers located throughout the country.
Since 1977, ILRU has served as a national center for information,
training, technical assistance, and research on independent living.
ILRU is affiliated with TIRR Systems, a corporation providing a
continuum of services to people with disabilities.
(Grant #133B950003) 1999 ILRU
Staff
Pamela Dautel, M.P.H.
Research Coordinator
Lex Frieden
Executive Director
Margaret Nosek, Ph.D.
Director of Research
Laurie Redd
Administrative Coordinator
Laurel Richards
Director of Training
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